目录第一章概述.........................................................................3第一节项目概述..............................................................................3第二节系统架构..............................................................................5第三节系统功能..............................................................................9第四节业务信息基本要素............................................................11第二章登记注册和账户管理...............................................16第一节基本规定............................................................................16第二节账户结构............................................................................17第三节证券卡管理........................................................................21第四节开户....................................................................................23第五节挂失....................................................................................28第六节换卡....................................................................................36第七节销户....................................................................................38第八节修改投资人信息................................................................41第三章发行.......................................................................48第一节基本规定............................................................................48第二节“敞开发售，售完为止”发售方式................................49第三节“定价发行”发售方式....................................................55第四节“比例配售”发售方式....................................................56第五节竞价发行方式....................................................................56第四章证券上市和交易.......................................................57第一节基本规定............................................................................57第二节做市交易............................................................................59第三节竞价交易............................................................................65第四节协议交易............................................................................67第五节债券回购............................................................................69第六节撤单....................................................................................70第五章开放式基金的申购和赎回.......................................73第一节基本规定............................................................................73第二节申购和赎回........................................................................75第三节基金转换............................................................................81第六章证券的权益分配和债券兑付.......................................84第一节基本规定............................................................................84第二节派息和兑付........................................................................85第三节开放式基金的红利再投资................................................86第七章资金转账和现金存取...................................................88第一节资金转账............................................................................88第二节现金存取............................................................................93...
