哈萨克斯坦证券市场的现状、问题及原因分析Thepresentsituation，problemsandcausesofKazakhstansecuritiesmarket中文摘要摘要：哈萨克斯坦最近一段时间经济与国家发展效果非常显著，得到全球的关注。尤其是2006年阿拉术图地区金融中心逐渐创建，表明该国证券行业开始对外开放且进入全球金融市场。哈萨克斯坦身为转型时期的国家，其证券行业的进步与发展对哈国有着非常显著的现实影响。本文最先叙述了该国证券行业的发展情况，之后叙述了该国在证券交易种类、投资者组成、股票行业和企业债券行业等部分的特点，且对该国证券行业发展过程中出现的不同和问题开展早期评估，发现问题且指出合理的处理方案，目前哈国的证券市场存在交易品种不丰富、权证市场规模较小、证券市场监管力度低等问题。哈萨克斯坦的证券市场是新兴市场，尽管目前还不是很完善，但是在哈萨克斯坦经济快速稳定发展的基础上具有了巨大的发展潜力与极好的发展前景。建议哈萨克斯坦证券市场的发展必须在总结参考国内外发展经验及教训的同时，从哈萨克斯坦的实际出发坚定地走自己的发展道路。关键词：哈萨克斯坦；证券市场；问题；对策建议1ABSTRACTABSTRACT：Kazakhstanrecentlywiththenationaldevelopmentandeconomiceffectisverysignificant，globalattention.Especiallythefinancialcenterin2006ofALAareamapgraduallycreated，showsthatthesecuritiesindustrybegantoopentotheoutsideworldandintotheglobalfinancialmarket.Kazakhstanisthetransitionperiod，theprogressanddevelopmentofthesecuritiesindustryofstate-ownedrealKazakhstantheimpactisverysignificant.Thispaperfirstdescribesthedevelopmentsituationofthesecuritiesindustry，thendescribesthecountryinsecuritiestrading，stockinvestors，industryandcorporatebondstootherpartsoftheindustrycharacteristics，andondifferentandproblemsappearedduringthedevelopmentofthesecuritiesindustryinChinaTocarryouttheearlyassessment，foundtheproblemandpointsoutthereasonabletreatmentplan，atpresentChina'ssecuritiesmarketexiststransactionvarietyisnotrich，thewarrantmarketissmallinscale，lowsupervisionofsecuritiesmarket.TheKazakhstanstockmarketisanemergingmarket，althoughitisnotveryperfect，butbasedonKazakhstaneconomicstabilityandrapiddevelopmentisthedevelopmentprospectofdevelopmentpotentialandtremendous.SuggestionsforthedevelopmentofKazakhstanstockmarketmustdeveloptheexperienceandlessonsinthesummaryofreferenceathomeandabroadatthesametime，theactualdeparturefromKazakhstanfirmlyintheirownpathofdevelopment.2KEYWORDS：Kazakhstan；stockmarket；problem；countermeasureandsuggestions目录中文摘要............................................................3ABSTRACT............................................................41绪论..............................................................71.1研究背景及意义...............................................71.1.1研究背景...............................................71.1.2研究意义...............................................71.2研究现状.....................................................81.3研究方法.....................................................92哈萨克斯坦证券市场发展历程及发展状况.............................102.1发展历程....................................................102.2发展状况....................................................123哈萨克斯坦证券市场发展中存在的问题...............................153.1交易品种不丰富..............................................153.2权证市场规模较小............................................163.3证券市场监管力度低..........................................173.4投资者以及筹资者存在的问题...............
