0摘要我国中小企业走过金融危机的阴霾，经过残酷“战争”洗礼，尤显脆弱。由此也暴露自身缺陷，我国中小企业融资难的问题一直是严重制约其长远发展的关卡。很长一段时间我国融资渠道主要是银行贷款，随着货币政策的持续吃紧，仅凭银行贷款已经难以满足企业发展的需要。私募股权融资逐渐成为中小企业融资的首选方式。私募股权融资是通过非公共市场定向引入战略投资者，不仅能解决公司资金问题，还有利于规范公司内部治理，推动公司的健康发展，同时为公司提供资金以外的支持，比如投资者的客户资源、技术经验、营销渠道等。因此，xxxx股份有限公司管理层决定通过引入私募股权融资方式实现扩容。本文通过文献查找结合公司实际，为公司设计私募股权融资的方案，并分析了私募股权融资过程中可能存在的风险及其控制。关键词：融资；私募股权融资；风险控制1ResearchONyuantongCompanyLimitedofthePrivateEquityFinancingSolutionsAbstract:SMEinChinathroughtheshadowofthefinancialcrisis,afterthebrutal"war"Baptismisparticularlyvulnerable.Thisalsoexposetheirflaws,thefinancingproblemofSMEhasbeenseriouslyhamperedthedevelopmentofitslong-termhurdles.Foralongtimeourmainfinancingsourceofbankloans,withthecontinuedtightmonetarypolicyalonecannotmeettheneedsofbankloanshasbeenthedevelopmentofenterprises.PrivateequityfinancingisbecomingthepreferredwayoffinancingforSME.Privateequityfinancingisintroducedthroughanon-publicmarketorientedstrategicinvestors,fundcompaniescannotonlysolvetheproblem,butalsohelpregulateinternalcorporategovernance,andpromotethehealthydevelopmentofthecompany,aswellasoutsidecompaniestoprovidefinancialsupport,suchasinvestors,customersresources,technicalexperience,marketingchannels.SofarthroughforgingCorporationmanagementdecidedtoimplementtheexpansionthroughtheintroductionofprivateequityfinancing.Inthispaper,combinedwiththecompanythroughtheliteraturetofindtheactualdesignforthecompany'sprivateequityfinancingandprivateequityfinancingindicatesthattheremayberisksinvolvedinitscontrol.Keywords:Financing;PrivateEquityFinancing；RiskControl2目录1绪论................................................11.1问题的提出.............................................11.2国内外研究现状.........................................11.3研究内容与结构.........................................41.4研究思路及方法.........................................42私募股权融资理论概述................................72.1私募股权融资的含义.....................................72.2私募股权融资的步骤.....................................82.3中小企业私募股权融资的优缺点...........................83xxxx股份公司现状及融资计划.........................103.1xxxx公司简介..........................................103.2公司发展前景及存在问题................................113.3公司的发展规划与融资计划..............................133.4公司选择私募股权融资的可行性分析......................153.5公司选择私募股权融资的优势............................154xxxx股份公司私募股权融资方案设计...................184.1私募股权融资方案的要点................................184.2公司的估值............................................194.3xxxx私募股权融资的结构安排............................234.4融资条款的约定........................................2335xxxx私募股权可能面临的风险及控制...................265.1经营风险及控制........................................265.2法律风险及控制........................................266结论...............................................28参考文献.........................................
