南 京 银 行 内 控 体 系 文 件尽职问责与违规积分管理办法文件编号:XXXXXXXXX-XXXX编制部门: 版 次 号: A/0 生效日期:20 年 月 日 目 录第一章总 则......................................................................................................................................4第二章组织职责..................................................................................................................................6第一节尽职调查与问责职责...................................................................................................6第二节违规积分职责..............................................................................................................8第三章工作流程................................................................................................................................10第一节尽职调查与问责工作程序..........................................................................................10第二节违规积分管理程序.....................................................................................................15第四章管理要求与规则...................................................................................................................16第一节尽职调查与问责管理要求..........................................................................................16第二节违规积分管理规则.....................................................................................................18第五章附 则....................................................................................................................................19附件:........................................................................................................................................................20附件 1.《尽职调查与问责事项梳理表》.........................................................................................22附录 2.《尽职调查报告》............................................................................