OECD公司治理准则partII(中英文对照)VIP专享VIP免费

OECD公司治理准则I.确保有效的公司治理框架基础EnsurethebasisforEffectiveCorporateGovernance公司治理框架应当提升透明、有效的市场，遵循法治原则，明确规定不同的监管、管理及执行权力之间的责任划分。Thecorporategovernanceframeworkshouldpromotetransparentandefficientmarkets,beconsistentwiththeruleoflawandclearlyarticulatethedivisionofresponsibilitiesamongdifferentsupervisory,regulatoryandenforcementauthoritiesA、公司治理结构的发展应当着眼于其对经济的全面发展、市场的统一、为市场参与者所创造的动力和推动透明有效的市场的影响上。Thecorporategovernanceframeworkshouldbedevelopedwithaviewtoitsimpactonoveralleconomicperformance,marketintegrityandtheincentivesitcreatesformarketparticipantsandthepromotionoftransparentandefficientmarkets.B、在一法域内，影响公司治理实践的法律和规章要求应当符合法治原则，且是透明的、可执行的。Thelegalandregulatoryrequirementsthataffectcorporategovernancepracticesinajurisdictionshouldbeconsistentwiththeruleoflaw,transparentandenforceableC、在一法域内，不同权力之间的职责划分应当予以明确规定，且应确保服务于公共利益。ThedivisionofresponsibilitiesamongdifferentauthoritiesinajurisdictionshouldbeclearlyarticulatedandensurethatthepublicinterestisservedD、监管、管理及执行机关应当具有威信、正直性及智识，以专业的、客观的方式履行职责，而且他们的管控应当是及时的、透明的、且是经充分解释的。II.股东的权利及主要的所有者权能Therightsofshareholdersandkeyownershipfunctions公司治理框架应当能够保护并便利于股东权利的行使Thecorporategovernanceframeworkshouldprotectandfacilitatetheexerciseofshareholders’rightA、股东的基本权利应当包括有权：（1）获得股权登记方法；（2）转让或者过户股份；（3）及时定期地获得公司相关的、实质的信息；（4）参加股东大会并投票；（5）选举或者撤换董事会成员；及（6）分享公司利润。Basicshareholderrightsshouldincludetherightto:（1）securemethodsofownershipregistration;（2）conveyortransfershares;（3）obtainrelevantandmaterialinformationonthecorporationonatimelyandregularbasis;（4）participateandvoteingeneralshareholdermeetings;（5）electandremovemembersoftheboard;（6）shareintheprofitsofthecorporationB、股东有权参与且应被充分通知关于公司变更的决定，诸如：（1）对设立协议、公司章程或类似的公司管控文件的修改；（2）追加股本的授权；（3）实质上导致了出售公司的特殊交易，包括全部的或者是基本上全部的资产转让Shareholdersshouldhavetherighttoparticipatein,andtobesufficientlyinformedon,decisionsconcerningfundamentalcorporatechangessuchas:（1）amendmentstothestatutes,orarticlesofincorporationorsimilargoverningdocumentsofthecompany;（2）theauthorizationofadditionalshares;and（3）extraordinarytransactions,includingthetransferofallorsubstantiallyallassets,thatineffectresultinthesaleofthecompany.C、股东应有机会有效地参与股东大会，并进行投票，且应获得包括投票程序在内的股东大会规则的通知：Shareholdersshouldhavetheopportunitytoparticipateeffectivelyandvoteingeneralshareholdermeetingsandshouldbeinformedoftherules,includingvotingproceduresthatgoverngeneralshareholdermeetings:1.股东应当知悉关于股东大会的日期、地点和议程的充分而适时的通知，及有关股东大会决议事项的完整而及时的信息。Shareholdersshouldbefurnishedwithsufficientandtimelyinformationconcerningthedate,locationandagendaofgeneralmeetings,aswellasfullandtimelyinformationregardingtheissuestobedecidedatthemeeting2.股东应有机会在合理范围内：向董事会问询包括年度外部审计在内的问题、确定股东大会的议题，提议决议事项。Shareholdersshouldhaveth...