我国证券市场风险及防范治理摘要作为一个刚刚发展的证券市场,我国证券市场正从未成熟走向成熟。它不仅具有普通证券市场的一系列的风险,还具有与成熟市场经济条件下证券市场不同的独有特别的高系统性风险。我国新兴市场经济发展条件下,我国证券市场作为资本市场不可或缺的组成部分,务必着力于社会主义市场经济服务建设、减小增长过程中不可未知的风险,对当今具有的意义十分关键。本文首先对证券市场风险进行概述,然后介绍了我国证券市场的情况,对证券市场结构进行分析,对风险现状进行了分析,最后对证券市场风险管理办法提出了改进。关键词:证券市场风险防范治理AbstractAsanewlydevelopedsecuritiesmarket,China'ssecuritiesmarketisnevermatureandmature.Itnotonlyhasaseriesofrisksintheordinarysecuritiesmarket,butalsohasuniqueandspecialhighsystemicrisksthataredifferentfromthoseinthematuremarketeconomy.UndertheconditionsofChina'semergingmarketeconomydevelopment,China'ssecuritiesmarket,asanindispensablepartofthecapitalmarket,mustfocusontheconstructionofsocialistmarketeconomyservicesandreducetheunimportantrisksintheprocessofgrowth,whichiscrucialfortoday'ssignificance.Thispaperfirstlysummarizestherisksofthesecuritiesmarket,thenintroducesthesituationofChina'ssecuritiesmarket,analyzesthestructureofthesecuritiesmarket,analyzesthecurrentstatusoftherisks,andfinallyproposesimprovementstotheriskmanagementmethodsofthesecuritiesmarket.Keywords:securitiesmarketriskpreventiongovernance目录摘要..............................................................................................................................1Abstract..........................................................................................................................1引言................................................................................................................................2一、证券市场风险概述................................................................................................3(一)系统风险.....................................................................................................3(二)非系统风险.................................................................................................3二、证券市场结构分析................................................................................................3(一)证券市场的参与者.....................................................................................31.证券市场的主体...........................................................................................42.证券市场中介...............................................................................................4(二)证券市场的监管体系.................................................................................41.证券市场监管及其方针...............................................................................42.对证券市场监管的意义...............................................................................5三、证券市场风险现状分析........................................................................................5(一)上市公司风险.............................................................................................6(二)证券企业风险.............................................................................................6(三)证券市场结构性风险.................................................................................7四、证券市场风险管理办法及改进..............