工商银行内部控制分析 工商管理专业VIP免费

工商银行内部控制分析摘要为了使公司继续稳步增长，必须建立合理的内部控制体系。目前，中国银行业发展迅速，规模稳步增长，收入水平也在显着提高。中国的银行没有建立一个系统，因为他们对内部控制没有给予足够的重视，因为内部控制尚未建立。目前，对上市公司的内部控制有严格的要求。为了适应当今不可预测的环境，工商银行经历了严格的测试和关键发展机会。情况演变工商银行要求修改内部控制机制，以便内部控制成为首要任务。结合银行的各种内部和外部评估，即使商业活动是完美的，如果内部控制存在严重缺陷，这也无助于公司的长期发展。关键词：工商银行；内部控制；问题；对策InternalcontrolanalysisofICBCAbstractInorderforthecompanytocontinuetogrowsteadily,asoundinternalcontrolsystemmustbeestablished.Atpresent,China'sbankingindustryisdevelopingrapidly,itsscaleisgrowingsteadily,anditsincomelevelisalsosignificantlyincreasing.Chinesebankshavenotestablishedasystembecausetheydonotpayenoughattentiontointernalcontrolsbecauseinternalcontrolshavenotyetbeenestablished.Atpresent,therearestrictrequirementsfortheinternalcontroloflistedcompanies.Toadapttotoday'sunpredictableenvironment,ICBChasundergonerigoroustestingandkeydevelopmentopportunities.ThesituationevolvedICBC'srequesttoreviseinternalcontrolmechanismssothatinternalcontrolbecameatoppriority.Combinedwiththebank'svariousinternalandexternalassessments,evenifthebusinessactivitiesareperfect,ifthereareseriousflawsininternalcontrol,thiswillnothelpthecompany'slong-termdevelopment.Keywords:IndustrialandCommercialBank；internalcontrol；problem；countermeasure目录引言..............................................................11相关概念..........................................................1Ⅰ1.1内部控制国际准则..............................................11.2内部控制国内准则..............................................12工商银行内部控制现状..............................................22.1工商银行简介..................................................22.2工商银行内部控制重要性........................................22.3工商银行内部控制体系现状......................................32.3.1工商银行内部控制环境及制度................................32.3.2工商银行风险评估体系......................................42.3.3工商银行的监督机制........................................42.3.4工商银行信息沟通体系......................................53工商银行内部控制存在的问题................................................................................53.1人力资源管理不适应业务发展.........................................................................53.2贷款审核制度不完善.........................................................................................63.3案件风险监督预防不到位.................................................................................73.4信息沟通不畅.....................................................................................................84工商银行内部控制问题的建议................................................................................84.1构建完善的内部控制环境.................................................................................84.1.1引入战略投资者，完善公司治理架构.....................................................84.1.2提高经营管理水平.....................................................................................94.1.3加强人力资源战略管理..............................................................................