第1页共15页编号：时间：2021年x月x日书山有路勤为径，学海无涯苦作舟页码：第1页共15页Aaccredited隶属adjustedliabilities经调整负债advertisement广告advisingoncorporatefinance就机构融资提供意见advisingonfuturescontracts就期货合约提供意见advisingonsecurities就证券提供意见AdvisoryCommittee咨询委员会agents代理人aggregategrossforeigncurrencyposition合计外币总持仓量agreement协议agreementinwriting书面协议amountofmarginrequiredtobedeposited按规定须存放的保证金数额ancillarystabilizingaction附带稳定价格行动appealpanel上诉委员会applicant申请人application申请applicationforreview复核申请appointedday指定日期approvedbankincorporatedoutsideHongKong法团的银行以外成立为核准的在香港approvedcreditratingagency核准信贷评级机构approvedcustodian核准保管人approvedfuturesexchange核准期货交易所approvedintroducingagent核准介绍代理人approvedinvestmentadviser认可投资顾问approvedlendingagent核准借出代理人approvedperson核准人士approvedredeemableshares核准可赎回股份approvedregionalexchange认可地区性交易所approvedsecuritiesborrowingandlendingcounterparty核准证券借贷对手方approvedshareregistrar认可股份登记员approvedstandbysubordinatedloanfacility核准备用后偿贷款融通approvedstockexchange核准证券交易所approvedsubordinatedloan核准后偿贷款arbitrationpanel仲裁小组arbitrator仲裁人articles章程细则assetmanagement资产管理associate有联系者associatedcorporation相联法团associatedentity有联系实体第2页共15页第1页共15页编号：时间：2021年x月x日书山有路勤为径，学海无涯苦作舟页码：第2页共15页associatedperson相联者auditworkingpapers审计工作材料auditor核数师authorizedATSprovider认可自动化交易服务提供者authorizedautomatedtradingservices认可自动化交易服务authorizedfinancialinstitution认可财务机构authorizedmutualfund认可互惠基金authorizedperson获授权人authorizedrepresentative获授权代表authorizedunittrust认可单位信托automatedtradingserviceprovider自动化交易服务提供者automatedtradingservices自动化交易服务averagemonthlyturnover平均每月成交额B-Cbanker银行banker’sbook银行簿册basicamount基本数额basicinformation基本数据bilateralnettingagreement双边净额结算协议blanketassurance概括性保证body团体bondbroker债券经纪bonddealer债券交易商books簿册borrow借用安排broadcast广播broadcaster广播业者broker经纪businessday营业日calculation有关计算call造访capitalaccount资本帐cashsettledequityderivatives现金结算股本衍生工具CEnumber中央编号certificateofdeposit存款证chairman主席charge押记chiefexecutive最高行政人员claimant申索人ClaimsRules《申索规则》clearinghouse结算所clearingparticipant结算所参与者clerk书记第3页共15页第2页共15页编号：时间：2021年x月x日书山有路勤为径，学海无涯苦作舟页码：第3页共15页client客户clientassets客户资产clientcollateral客户抵押品clientcontract客户合约clientmoney客户款项clientsecurities客户证券clientsecuritiesandcollateral客户证券及抵押品closingdate截止日期codes守则collateral抵押品collateralizedwarrants有抵押权证collectiveinvestmentscheme集体投资计划Commission证监会；监察委员会commission佣金CommissioneroftheIndependentCommissionAgainstCorruption廉政专员commonclient共同客户companiesinspector公司审查员company公司compensation赔偿compensationfund赔偿基金complaintsofficer投诉主任completion完成concentrationdiscountingfactor集中折扣系数conditionaloffer有条件要约conduct行为constitution章程contractmultiplier合约乘数controller控制人controllingentity控权实体controllingentityrelationship控权实体关系controllingperson控权人士corporatefinanceadviser,...
