本科论文摘 要近年来，我国对外开放程度逐步提高，金融业也在逐步走出国门。银行业作为金融业的重要组成部分，面临的国外和国内竞争环境非常复杂，面临的金融风险也在增加。亟需一套完整的、科学的、行之有效的控制系统并确保其执行程度从而提高银行业抵御风险的能力变得越来越重要。有效的内部控制是银行安全稳定经营的奠基石。但就目前来看，内部控制建设是银行业发展中普遍存在的比较薄弱的环节如何建立、运行、加强和完善银行内部控制机制是银行工作的重要部分以及难题。因此，研究内部控制对于银行来说具有重大的意义。 本文以盛京银行内部控制理论为研究基础，理论联系实践，从内部控制五要素的角度出发，先提出问题，继而分析解决问题的研究思路，对盛京银行内部控制方法进行详细研究。论文先归纳盛京银行运行经营现状和内部控制实施现状，在此基础之上，分析了盛京银行内部控制存在的问题及产生问题的原因，提出完善盛京银行内部控制的建议，明确了完善盛京银行内部控制体系的重要性。 关键词：盛京银行； 内部控制；建设；完善措施 AbstractIn recent years, China has gradually increased its openness to the outside world, and the financial industry is also going abroad. As an important part of the financial industry, the banking industry is facing an unprecedented complex environment of foreign and domestic competition, and the financial risks are increasing. It can be said 本科论文that it is becoming more and more important to establish and perfect a set of scientific and effective internal control system and ensure its implementation so as to improve the ability of the banking industry to resist risks. Effective internal control is the cornerstone of the bank's safe and stable operation. But at present, the internal control construction is a weak link in the development of the banking industry. Therefore, the study of internal control for the bank has great significance. Based on the basic theory of internal control of shengjing bank and combining theory and practice, this pape...
